Wealth Management Services
At Broadway Wealth Management, we are dedicated to helping you achieve financial security and growth. Our expert advisors provide personalized solutions to meet your unique goals, from investment strategies to retirement planning. Let us guide you towards a brighter financial future.
Investment Management Services
Quarterly Portfolio Reviews
Asset Allocation (based on Financial Plan)
Discretionary Portfolio Management
Mutual Fund, ETF, and individual Stock Selection
Gold, Silver and other Precious Metals
Private Real Estate, REITS, 1031 Exchanges, and other Alternative Investments
Monthly Rebalancing
Sector Weighting
Tactical and Strategic Allocations
Tax-Efficient Strategies
Capital Gain/Loss Harvesting
Liquidity & Cash Management
Theme Integration
Investment Management Costs
Assets
Managed
___
$100,000 - $249,999
$250,000 - $499,999
$500,000 – $999,999
$1,000,000 - $1,999,999
$2,000,000 – $3,999,999
$4,000,000 – $4,999,999
$5,000,000 +
Fee Schedule
Financial Planning Clients
___
1.35%
1.25%
1.15%
1.00%
0.95%
0.85%
Negotiable
Fee Schedule
Investment Only Clients
___
1.50%
1.45%
1.35%
1.25%
1.00%
0.95%
Negotiable
FAQs
What is wealth management?
Wealth management brings investment strategy and comprehensive financial planning together in one coordinated approach. It can include portfolio management, retirement planning, tax-aware strategies, insurance reviews, estate considerations, and planning for your family or legacy.
How do I choose the right investment strategy?
The right investment strategy should reflect your goals, time horizon, income needs, liquidity requirements, tax considerations, and comfort with market risk. We help clients understand these factors and build a diversified approach around their broader financial plan.
What is diversification, and why does it matter?
Diversification means spreading investments across different asset classes, sectors, and areas of the market. It cannot eliminate investment risk, but it can help reduce overexposure to a single company, industry, or type of investment.
What should I do with restricted stock units or stock options?
The right approach depends on vesting schedules, taxes, company concentration, cash-flow needs, and your long-term goals. We help tech professionals evaluate their equity compensation within the context of their complete financial picture rather than treating it as a separate decision.
How do I know whether my investment plan is on track?
Your investment plan should be reviewed against your goals, timeline, risk tolerance, withdrawal needs, tax situation, and expected progress. Rather than focusing only on short-term returns, we evaluate whether the portfolio continues to serve the purpose identified in your financial plan.